Definition
Organizations licensed by the Securities and Exchange Commission (SEC) to buy and sell securities for clients and their own accounts. Securities are broadly categorized into debt securities (such as banknotes, bonds and debentures) and equity securities (e.g., common stocks and derivative contracts such as forwards, futures, options and swaps).
URL Name
TB-0700-2050-120
Third Level Code
TB-0700
Taxonomy Code
TB-0700.2050-120
Parent Code
TB-0700.2050
Family Code
T
Second Level Code
TB
Fifth Level Code
TB-0700-2050-120
Fourth Level Code
TB-0700-2050
Use References
Stock Brokerages
Publication Status
Draft