Definition
Programs that accept and, where possible, attempt to resolve complaints regarding the unethical, improper or illegal practices of investment counselors and/or the firms by which they are employed.
URL Name
DD-1500-4850
Third Level Code
DD-1500
Taxonomy Code
DD-1500.4850
Parent Code
DD-1500
Family Code
D
Second Level Code
DD
Fourth Level Code
DD-1500-4850
Use References
Investment Counselor Complaints, Investment Firm Complaints
Publication Status
Online